Binomial theorem explained
In elementary algebra, the binomial theorem (or binomial expansion) describes the algebraic expansion of powers of a binomial. According to the theorem, the power expands into a polynomial with terms of the form, where the exponents and are nonnegative integers satisfying and the coefficient of each term is a specific positive integer depending on and . For example, for,
The coefficient in each term is known as the binomial coefficient or (the two have the same value). These coefficients for varying and can be arranged to form Pascal's triangle. These numbers also occur in combinatorics, where gives the number of different combinations (i.e. subsets) of elements that can be chosen from an -element set. Therefore is usually pronounced as " choose ".
Statement
According to the theorem, the expansion of any nonnegative integer power of the binomial is a sum of the formwhere each
is a positive integer known as a
binomial coefficient, defined as
This formula is also referred to as the binomial formula or the binomial identity. Using summation notation, it can be written more concisely as
The final expression follows from the previous one by the symmetry of and in the first expression, and by comparison it follows that the sequence of binomial coefficients in the formula is symmetric, [1]
A simple variant of the binomial formula is obtained by substituting for, so that it involves only a single variable. In this form, the formula reads
Examples
The first few cases of the binomial theorem are:In general, for the expansion of on the right side in the th row (numbered so that the top row is the 0th row):
- the exponents of in the terms are (the last term implicitly contains);
- the exponents of in the terms are (the first term implicitly contains);
- the coefficients form the th row of Pascal's triangle;
- before combining like terms, there are terms in the expansion (not shown);
- after combining like terms, there are terms, and their coefficients sum to .
An example illustrating the last two points: with
.
A simple example with a specific positive value of :
A simple example with a specific negative value of :
Geometric explanation
For positive values of and, the binomial theorem with is the geometrically evident fact that a square of side can be cut into a square of side, a square of side, and two rectangles with sides and . With, the theorem states that a cube of side can be cut into a cube of side, a cube of side, three rectangular boxes, and three rectangular boxes.
[2] if one sets
and
interpreting as an
infinitesimal change in, then this picture shows the infinitesimal change in the volume of an -dimensional
hypercube,
where the coefficient of the linear term (in
) is
the area of the faces, each of dimension :
Substituting this into the definition of the derivative via a
difference quotient and taking limits means that the higher order terms,
and higher, become negligible, and yields the formula
interpreted as "the infinitesimal rate of change in volume of an -cube as side length varies is the area of of its -dimensional faces". If one integrates this picture, which corresponds to applying the
fundamental theorem of calculus, one obtains
Cavalieri's quadrature formula, the integral
style{\intxn-1dx=\tfrac{1}{n}xn}
– see proof of Cavalieri's quadrature formula for details.
Binomial coefficients
See main article: Binomial coefficient. The coefficients that appear in the binomial expansion are called binomial coefficients. These are usually written
and pronounced " choose ".
Formulas
The coefficient of is given by the formulawhich is defined in terms of the factorial function . Equivalently, this formula can be writtenwith factors in both the numerator and denominator of the fraction. Although this formula involves a fraction, the binomial coefficient
is actually an
integer.
Combinatorial interpretation
The binomial coefficient
can be interpreted as the number of ways to choose elements from an -element set (a
combination). This is related to binomials for the following reason: if we write as a
productthen, according to the
distributive law, there will be one term in the expansion for each choice of either or from each of the binomials of the product. For example, there will only be one term, corresponding to choosing from each binomial. However, there will be several terms of the form, one for each way of choosing exactly two binomials to contribute a . Therefore, after
combining like terms, the coefficient of will be equal to the number of ways to choose exactly elements from an -element set.
Proofs
Combinatorial proof
Expanding yields the sum of the products of the form where each is or . Rearranging factors shows that each product equals for some between and . For a given, the following are proved equal in succession:
- the number of terms equal to in the expansion
- the number of -character strings having in exactly positions
- the number of -element subsets of
either by definition, or by a short combinatorial argument if one is defining
as
This proves the binomial theorem.
Example
The coefficient of inequals
because there are three strings of length 3 with exactly two 's, namely,
corresponding to the three 2-element subsets of, namely,
where each subset specifies the positions of the in a corresponding string.
Inductive proof
Induction yields another proof of the binomial theorem. When, both sides equal, since and
Now suppose that the equality holds for a given ; we will prove it for . For, let denote the coefficient of in the polynomial . By the inductive hypothesis, is a polynomial in and such that is
if, and otherwise. The identity
shows that is also a polynomial in and, and
since if, then and . Now, the right hand side is
by
Pascal's identity.
[3] On the other hand, if, then and, so we get . Thus
which is the inductive hypothesis with substituted for and so completes the inductive step.
Generalizations
Generalized binomial theorem
See main article: Binomial series.
The standard binomial theorem, as discussed above, is concerned with
where the exponent
is a nonnegative integer. The generalized binomial theorem allows for non-integer, negative, or even
complex exponents, at the expense of replacing the finite sum by an
infinite series.
In order to do this, one needs to give meaning to binomial coefficients with an arbitrary upper index, which cannot be done using the usual formula with factorials. However, for an arbitrary number, one can definewhere the last equation introduces modern notation for the falling factorial. This agrees with the usual definitions when is a nonnegative integer. Then, if and are real numbers with,[4] and is any complex number, one has
When is a nonnegative integer, the binomial coefficients for are zero, so this equation reduces to the usual binomial theorem, and there are at most nonzero terms. For other values of, the series has infinitely many nonzero terms.
For example, gives the following series for the square root:
With, the generalized binomial series becomes: which is the geometric series sum formula for the convergent case, whose common ratio is .
More generally, with, we have for :[5]
So, for instance, when,
Replacing with yields:
So, for instance, when, we have for :
Further generalizations
The generalized binomial theorem can be extended to the case where and are complex numbers. For this version, one should again assume and define the powers of and using a holomorphic branch of log defined on an open disk of radius centered at . The generalized binomial theorem is valid also for elements and of a Banach algebra as long as, and is invertible, and .
A version of the binomial theorem is valid for the following Pochhammer symbol-like family of polynomials: for a given real constant, define
and
for
Then
[6] The case recovers the usual binomial theorem.
More generally, a sequence
of polynomials is said to be
of binomial type if
for all
,
, and
pn(x+y)=
\binom{n}{k}pk(x)pn-k(y)
for all
,
, and
.An operator
on the space of polynomials is said to be the
basis operator of the sequence
if
and
for all
. A sequence
is binomial if and only if its basis operator is a
Delta operator.
[7] Writing
for the shift by
operator, the Delta operators corresponding to the above "Pochhammer" families of polynomials are the backward difference
for
, the ordinary derivative for
, and the forward difference
for
.
Multinomial theorem
See main article: Multinomial theorem.
The binomial theorem can be generalized to include powers of sums with more than two terms. The general version is
where the summation is taken over all sequences of nonnegative integer indices through such that the sum of all is . (For each term in the expansion, the exponents must add up to ). The coefficients
are known as multinomial coefficients, and can be computed by the formula
Combinatorially, the multinomial coefficient
counts the number of different ways to
partition an -element set into
disjoint subsets of sizes .
Multi-binomial theorem
When working in more dimensions, it is often useful to deal with products of binomial expressions. By the binomial theorem this is equal to
This may be written more concisely, by multi-index notation, as
General Leibniz rule
See main article: General Leibniz rule.
The general Leibniz rule gives the th derivative of a product of two functions in a form similar to that of the binomial theorem:[8]
Here, the superscript indicates the th derivative of a function,
f(n)(x)=\tfrac{dn}{dxn}f(x)
. If one sets and, cancelling the common factor of from each term gives the ordinary binomial theorem.
[9] History
Special cases of the binomial theorem were known since at least the 4th century BC when Greek mathematician Euclid mentioned the special case of the binomial theorem for exponent
.
[10] Greek mathematician
Diophantus cubed various binomials, including
. Indian mathematician
Aryabhata's method for finding cube roots, from around 510 AD, suggests that he knew the binomial formula for exponent
.
Binomial coefficients, as combinatorial quantities expressing the number of ways of selecting objects out of without replacement (combinations), were of interest to ancient Indian mathematicians. The Jain Bhagavati Sutra (c. 300 BC) describes the number of combinations of philosophical categories, senses, or other things, with correct results up through (probably obtained by listing all possibilities and counting them)[11] and a suggestion that higher combinations could likewise be found.[12] The Chandaḥśāstra by the Indian lyricist Piṅgala (3rd or 2nd century BC) somewhat cryptically describes a method of arranging two types of syllables to form metres of various lengths and counting them; as interpreted and elaborated by Piṅgala's 10th-century commentator Halāyudha his "method of pyramidal expansion" (meru-prastāra) for counting metres is equivalent to Pascal's triangle.[13] Varāhamihira (6th century AD) describes another method for computing combination counts by adding numbers in columns.[14] By the 9th century at latest Indian mathematicians learned to express this as a product of fractions, and clear statements of this rule can be found in Śrīdhara's Pāṭīgaṇita (8th–9th century), Mahāvīra's Gaṇita-sāra-saṅgraha (c. 850), and Bhāskara II's Līlāvatī (12th century).[15]
The Persian mathematician al-Karajī (953–1029) wrote a now-lost book containing the binomial theorem and a table of binomial coefficients, often credited as their first appearance.[16] [17] [18] [19] An explicit statement of the binomial theorem appears in al-Samawʾal's al-Bāhir (12th century), there credited to al-Karajī. Al-Samawʾal algebraically expanded the square, cube, and fourth power of a binomial, each in terms of the previous power, and noted that similar proofs could be provided for higher powers, an early form of mathematical induction. He then provided al-Karajī's table of binomial coefficients (Pascal's triangle turned on its side) up to and a rule for generating them equivalent to the recurrence relation . The Persian poet and mathematician Omar Khayyam was probably familiar with the formula to higher orders, although many of his mathematical works are lost. The binomial expansions of small degrees were known in the 13th century mathematical works of Yang Hui[20] and also Chu Shih-Chieh. Yang Hui attributes the method to a much earlier 11th century text of Jia Xian, although those writings are now also lost.[21]
In Europe, descriptions of the construction of Pascal's triangle can be found as early as Jordanus de Nemore's De arithmetica (13th century).[22] In 1544, Michael Stifel introduced the term "binomial coefficient" and showed how to use them to express
in terms of
, via "Pascal's triangle".
[23] Other 16th century mathematicians including
Niccolò Fontana Tartaglia and
Simon Stevin also knew of it. 17th-century mathematician
Blaise Pascal studied the eponymous triangle comprehensively in his
Traité du triangle arithmétique.
[24] The development of the binomial theorem for positive integer exponents is attributed to Al-Kashi by the year 1427. The first proper proof of the binomial theorem for positive integral index was given by Pascal.[25] By the early 17th century, some specific cases of the generalized binomial theorem, such as for
, can be found in the work of
Henry Briggs'
Arithmetica Logarithmica (1624).
Isaac Newton discovered the generalized binomial theorem, valid for any real exponent, in 1664-5, inspired by the work of
John Wallis's
Arithmetic Infinitorum and his method of interpolation.
[26] [27] [28] A logarithmic version of the theorem for fractional exponents was discovered independently by
James Gregory who wrote down his formula in 1670.
[29] Applications
Multiple-angle identities
For the complex numbers the binomial theorem can be combined with de Moivre's formula to yield multiple-angle formulas for the sine and cosine. According to De Moivre's formula,
Using the binomial theorem, the expression on the right can be expanded, and then the real and imaginary parts can be taken to yield formulas for and . For example, sinceBut De Moivre's formula identifies the left side with
(\cosx+i\sinx)2=\cos(2x)+i\sin(2x)
, so
which are the usual double-angle identities. Similarly, since
De Moivre's formula yields
In general,
and
There are also similar formulas using
Chebyshev polynomials.
Series for e
The number is often defined by the formula
Applying the binomial theorem to this expression yields the usual infinite series for . In particular:
The th term of this sum is
As, the rational expression on the right approaches, and therefore
This indicates that can be written as a series:
Indeed, since each term of the binomial expansion is an increasing function of, it follows from the monotone convergence theorem for series that the sum of this infinite series is equal to .
Probability
The binomial theorem is closely related to the probability mass function of the negative binomial distribution. The probability of a (countable) collection of independent Bernoulli trials
with probability of success
all not happening is
An upper bound for this quantity is
[30] In abstract algebra
The binomial theorem is valid more generally for two elements and in a ring, or even a semiring, provided that . For example, it holds for two matrices, provided that those matrices commute; this is useful in computing powers of a matrix.[31]
The binomial theorem can be stated by saying that the polynomial sequence is of binomial type.
See also
Further reading
- Book: Graham . Ronald . Ronald Graham . Knuth . Donald . Donald Knuth . Oren . Patashnik . Oren Patashnik . . Addison Wesley . 1994 . 2nd . Ch. 5, . Binomial Coefficients . 978-0-201-55802-9 .
External links
Notes and References
- , and the coefficient of the same monomial in the left and right-hand side expressions of the 2nd equality must be same; for so , .
- Barth . Nils R.. Computing Cavalieri's Quadrature Formula by a Symmetry of the n-Cube . 10.2307/4145193 . 4145193 . The American Mathematical Monthly . 111. 9. 811–813 . 2004.
- http://proofs.wiki/Binomial_theorem Binomial theorem
- This is to guarantee convergence. Depending on, the series may also converge sometimes when .
- Web site: Negative Binomial Series. Wolfram MathWorld. Weisstein. Eric W..
- Problem 352. Dan. Sokolowsky. Basil C.. Rennie. Crux Mathematicorum. 5. 2. 1979 . 55–56.
- Book: Aigner, Martin . Martin Aigner . Combinatorial Theory . limited . 1979 . Springer . 0-387-90376-3 . 105 .
- Book: Olver, Peter J. . Peter J. Olver . 2000 . Applications of Lie Groups to Differential Equations . Springer . 318–319 . 9780387950006 .
- Book: Spivey . Michael Z. . The Art of Proving Binomial Identities . 2019 . CRC Press . 978-1351215800 . 71.
- The Story of the Binomial Theorem. J. L.. Coolidge. The American Mathematical Monthly. 56. 3. 1949. 147–157. 10.2307/2305028. 2305028.
- Biggs . Norman L. . Norman L. Biggs . The roots of combinatorics . Historia Mathematica . 6 . 1979 . 2 . 109–136 . 10.1016/0315-0860(79)90074-0 . free.
- Datta . Bibhutibhushan . Bibhutibhushan Datta . The Jaina School of Mathematics . Bulletin of the Calcutta Mathematical Society . 27 . 1929 . 5. 115–145 (esp. 133–134) . Reprinted as "The Mathematical Achievements of the Jainas" in Book: Chattopadhyaya . Debiprasad . Studies in the History of Science in India . 2 . New Delhi . Editorial Enterprises . 1982 . 684–716.
- Bag . Amulya Kumar . Binomial theorem in ancient India . Indian Journal of History of Science . 1 . 1 . 1966 . 68–74 . Shah . Jayant . 2013 . Gaṇita Bhāratī . 35 . 1–4 . 43–96 . A History of Piṅgala's Combinatorics . . (Preprint) Survey sources: Book: Edwards, A. W. F. . A. W. F. Edwards . 1987 . The combinatorial numbers in India . Pascal's Arithmetical Triangle . London . Charles Griffin . 0-19-520546-4 . https://archive.org/details/pascalsarithmeti0000edwa/page/27 . 27–33 . limited . Book: Divakaran, P. P. . 2018 . The Mathematics of India: Concepts, Methods, Connections . Combinatorics . §5.5 . Springer; Hindustan Book Agency . 10.1007/978-981-13-1774-3_5 . 978-981-13-1773-6 . Book: Roy, Ranjan . Ranjan Roy . 2021 . Series and Products in the Development of Mathematics . 2 . 1 . Cambridge University Press . The Binomial Theorem . Ch. 4, . 978-1-108-70945-3 . 10.1017/9781108709453.005 .
- Gupta . Radha Charan . Radha Charan Gupta . Varāhamihira's Calculation of and the Discovery of Pascal's Triangle . Gaṇita Bhāratī . 14 . 1–4 . 1992 . 45–49 . Reprinted in Book: Ramasubramanian . K. . 2019 . Gaṇitānanda . Springer . 10.1007/978-981-13-1229-8_29 . 285–289 .
- Book: 1959. The Patiganita of Sridharacarya . Shukla . Kripa Shankar . Kripa Shankar Shukla . Lucknow University . https://archive.org/details/Patiganita/page/n294/mode/1up . Combinations of Savours . Vyavahāras 1.9, (text), (translation) .
- Yadegari . Mohammad . 1980 . The Binomial Theorem: A Widespread Concept in Medieval Islamic Mathematics . Historia Mathematica . 7 . 4 . 401–406 . 10.1016/0315-0860(80)90004-X . free .
- Rashed . Roshdi . Roshdi Rashed . 1972 . L'induction mathématique: al-Karajī, al-Samawʾal . Archive for History of Exact Sciences . 9 . 1 . 1–21 . 41133347 . 10.1007/BF00348537 . fr . Translated into English by A. F. W. Armstrong in Book: Rashed, Roshdi . 1994 . The Development of Arabic Mathematics: Between Arithmetic and Algebra . Mathematical Induction: al-Karajī and al-Samawʾal . https://archive.org/details/RoshdiRashedauth.TheDevelopmentOfArabicMathematicsBetweenArithmeticAndAlgebraSpringerNetherlands1994/page/n71/ . §1.4, . 10.1007/978-94-017-3274-1_2 . Kluwer . 0-7923-2565-6 . "The first formulation of the binomial and the table of binomial coefficients, to our knowledge, is to be found in a text by al-Karajī, cited by al-Samawʾal in al-Bāhir." .
- Encyclopedia: Al-Karajī . Encyclopaedia of the History of Science, Technology, and Medicine in Non-Western Cultures . Sesiano . Jacques . Selin . Helaine . Helaine Selin . 1997 . Springer . 10.1007/978-94-017-1416-7_11 . 978-94-017-1418-1 . 475–476 . Another [lost work of Karajī's] contained the first known explanation of the arithmetical (Pascal's) triangle; the passage in question survived through al-Samawʾal's Bāhir (twelfth century) which heavily drew from the Badīʿ. .
- Berggren . John Lennart . 1985 . History of mathematics in the Islamic world: The present state of the art . Review of Middle East Studies . 19 . 1 . 9–33 . 10.1017/S0026318400014796 . Republished in Book: From Alexandria, Through Baghdad . Sidoli . Nathan . Brummelen . Glen Van . Glen Van Brummelen . 2014 . Springer . 978-3-642-36735-9 . 10.1007/978-3-642-36736-6_4 . 51–71 . [...] since the table of binomial coefficients had been previously found in such late works as those of al-Kāshī (fifteenth century) and Naṣīr al-Dīn al-Ṭūsī (thirteenth century), some had suggested that the table was a Chinese import. However, the use of the binomial coefficients by Islamic mathematicians of the eleventh century, in a context which had deep roots in Islamic mathematics, suggests strongly that the table was a local discovery – most probably of al-Karajī..
- Web site: Landau . James A. . Historia Matematica Mailing List Archive: Re: [HM] Pascal's Triangle ]. Archives of Historia Matematica . mailing list email . 2007-04-13 . 1999-05-08 . 2021-02-24 . https://web.archive.org/web/20210224081637/http://archives.math.utk.edu/hypermail/historia/may99/0073.html . dead .
- Book: Martzloff, Jean-Claude . A History of Chinese Mathematics . Jia Xian and Liu Yi . Wilson . Stephen S. . Springer . 1997 . French ed. 1987 . 3-540-54749-5 . 142 . https://archive.org/details/historyofchinese0000mart_g2q8/page/142/mode/2up?&q=%22depends+on+the+binomial+expansion%22 . limited .
- Hughes . Barnabas. 1989 . The arithmetical triangle of Jordanus de Nemore . Historia Mathematica . 16 . 3 . 213–223 . 10.1016/0315-0860(89)90018-9 . free .
- Book: Kline, Morris . Morris Kline . Mathematical Thought From Ancient to Modern Times . Oxford University Press . 1972 . 273 . . 77-170263 .
- Book: Katz, Victor . Victor Katz . A History of Mathematics: An Introduction . 3rd . Addison-Wesley . 2009 . 1993 . 978-0-321-38700-4 . § 14.3, . Elementary Probability .
- Book: Edwards, A. W. F. . A. W. F. Edwards . Pascal's Arithmetical Triangle: The Story of a Mathematical Idea . 2002-07-23 . JHU Press . 978-0-8018-6946-4 . 55, 79 . en.
- Book: Edwards, C. Henry . The Historical Development of the Calculus . 1994 . Springer-Verlag . 978-0-387-94313-8 . 167–169, 178–187 . 10.1007/978-1-4612-6230-5.
- Whiteside . D. T. . Tom Whiteside . 1961 . Newton's Discovery of the General Binomial Theorem . The Mathematical Gazette . en . 45 . 353 . 175–180 . 10.2307/3612767 . 3612767 . subscription .
- Book: Iliffe . Rob . The Cambridge Companion to Newton . Smith . George Edwin . 2016 . Cambridge University Press . 978-1-107-60174-1 . 2nd . Cambridge . 389–390.
- Book: Stillwell, John . John Stillwell . Mathematics and its history . 2010 . Springer . 978-1-4419-6052-8 . 186 . 3rd.
- Book: Elements of Information Theory . Data Compression . Cover . Thomas M. . Thomas M. Cover . Thomas . Joy A. . Joy A. Thomas . 1991 . Wiley . 9780471062592 . Ch. 5, . 10.1002/0471200611.ch5.
- Book: Artin, Michael . Michael Artin . Algebra . 2nd . 2011 . Pearson . equation (4.7.11).